HomeMy WebLinkAbout1998.08.04_OPWA AgendaPUBLIC NOTICE OF THE MEETING OF THE
OWASSO PUBLIC WORKS AUTHORITY
TYPE OF MEETING: Regular
DATE: August 4, 1998
TIME: 7:00 p.m.
PLACE: Council Chambers, Owasso Community Center
Notice and Agenda filed in the office of the City Clerk and posted on the City Hall bulletin
board at 4:00 p.m. on Friday, July 31, 1998.
Marcia outwell, Autho ity Secretary
AGENDA
1. Call to Order
2. Flag Salute
3. Roll Call
4. Consideration and Appropriate Action Relating to a Request for Approval of the Consent
Agenda. All matters listed under "Consent" are considered by the Trustees to be routine
and will be enacted by one motion. Any Trustee may, however, remove an item from
consent by request. A motion to adopt the Consent Agenda is non - debatable.
A. Approval of the Minutes of July 21, 1998 Regular Meeting.
Attachment #4 -A
B. Approval of Claims.
Attachment #4 -13
Owasso Public Works Authority
August 4, 1998
Page 2
5. Consideration and Appropriate Action Relating to OPWA Resolution #98 -06, a Request
Authorizing the Issuance, Execution and Delivery of the Owasso Public Works Authority
Revenue Anticipation Note in an Amount Not to Exceed $1,800,000; and Approving the
Loan Agreement With the City of Owasso and Other Documents as May Be Required.
Ms Bishop
Mr Cates
Attachment #5
The staff will recommend Trustee approval of OPWA Resolution #98 -06, authorizing the
issuance, execution and delivery of an OPWA Revenue Anticipation Note to the City of
Owasso.
6. Report from OPWA Manager
7. Report from OPWA Attorney
8. New Business
9. Adjournment
OWASSO PUBLIC WORKS AUTHORITY
MINUTES OF REGULAR MEETING
Tuesday, July 21, 1998
The Owasso Public Works Authority met in regular session on Tuesday, July 21, 1998 in the
Council Chambers at the Owasso Community Center per the Notice of Public Meeting and
Agenda posted on the City Hall bulletin board at 4:00 p.m. on Friday, July 17, 1998.
ITEM 1: CALL TO ORDER
Chairman Bode called the meeting to order at 7:22 p.m.
ITEM 2: FLAG SALUTE
The flag salute was given during the City Council meeting preceding this meeting.
ITEM 3: ROLL CALL
PRESENT ABSENT
Denise Bode, Chair
Tracy Standridge, Trustee
Mark Wilken, Vice Chair
Mary Lou Barnhouse Trustee
Melinda Voss, Trustee
STAFF
Jeff Hancock, City Manager
Ronald D Cates, Authority Attorney
Marcia Boutwell, Authority Secretary
ITEM 4: CONSIDERATION AND APPROPRIATE ACTION RELATING TO A
REQUEST FOR APPROVAL OF THE CONSENT AGENDA.
A. Approval of the Minutes of July 7, 1998 Regular Meeting.
B. Approval of Claims
Ms Barnhouse moved, seconded by Dr Standridge, to approve the consent agenda. The consent
agenda included minutes of the July 7, 1998 regular meeting, by reference made a part hereto.
Item B on the consent agenda included the following claims: (1) OPWA Fund $116,424.10;
(2) Payroll $30,728.87.
AYE: Barnhouse, Standridge, Voss, Wilken, Bode
NAY: None
Motion carried 5 -0.
Owasso Public Works Authority July 21, 1998
ITEM 5: CONSIDERATION AND APPROPRIATE ACTION RELATING TO A
REQUEST FOR REPAIRS TO A REFUSE TRUCK.
Mr Carr presented the item, stating that the 1992 Lodal refuse truck has been out of service for
several weeks. The vehicle maintenance personnel have determined that the extent of the
problem and maintenance needed is beyond their expertise. Therefore, a cost estimate for
repairs was solicited from Alsuma Truck & Equipment Repair in Tulsa. Alsuma has a fully
qualified staff of mechanics that specialize in the repair of refuse collection equipment. On July
7th, Alsuma personnel advised staff that the universal joint assembly would need to be
completely replaced, and that there are other components needing repair as a result of the
damage to the universal joint. The cost for repair parts is $9726.08. Because this vehicle is not
available for use, staff has had difficulty completing the refuse routes with the equipment that
is available and, in some instances, the routes have not been completed. There is concern on
the part of staff, that not picking up the refuse could constitute a health hazard in this hot
weather. After conferring with the authority attorney, staff requested that an emergency be
declared and competitive bidding to purchase the repair parts be waived. Dr Standridge moved,
seconded by Mr Wilken, to declare that an emergency exists and waive competitive bidding
under Title 60, Section 176(H) of the Oklahoma Statutes, and authorize the purchase of repair
parts for a 1992 Lodal refuse collection vehicle through Williams Refuse Equipment Co Inc at
a cost of $9726.08; and authorization for payment.
AYE: Standridge, Wilken, Voss, Barnhouse, Bode
NAY: None
Motion carried 5 -0.
ITEM 6: REPORT FROM OPWA MANAGER
No report.
ITEM 7: REPORT FROM OPWA ATTORNEY
No report.
ITEM 8: NEW BUSINESS
None.
Owasso Public Works Authority
ITEM 9: ADJOURNMENT
Mr Wilken moved, seconded by Ms Barnhouse, to adjourn.
AYE: Wilken, Barnhouse, Voss, Standridge, Bode
NAY: None
Motion carried 5 -0, and the meeting was adjourned at 7:29 p.m.
Marcia Boutwell, Authority Secretary
3
Denise Bode, Chairperson
July 21, 1998
CITY OF OWASSO
OWASSO PUBLIC WORKS AUTHORITY
98 8:39:17 A/P CLAIMS REPORT
PO # VENDOR DESCRIPTION
9911361 TREASURER PETTY CASH REIMB PETTY CASH
DEPARTMENT TOTAL ====>
DEPARTMENT TOTAL ====>
ADMINISTRATION
LITY BILLING
990006
HOWARD STAMPER
RETAINER/SERVICES
990013
AT&T WIRELESS SERVICES
PAGER USE
99O2O1
OFF IC DEPOT E D CARD PLAN
OFFICE SUPPLIES
99O258
CN HASKELL & ASSOC
COMPUTER EQUIPMENT
990299
ACCURATE FIRE EQUIPMENT
SVS FIRE EXTINGUISHERS
OSCAR MCLAURIN
990398
SOUTHWESTERN BELL TELE
6/98 PLEXAR
99O399
MCI TELECOMMUNICATIONS
6/98 USE
99O4OO
OKLAHOMA NATURAL GAS
DEPARTMEIAT TOTAL
TER
990013 AT&T WIRELESS SERVICES PAGER USE
990164 KIMBALL ACE HARDWARE REPAIR/MAINT SUPPLIES
990486 MILL CREEK LUMBER & SUPPL MAINT/REPAIR SUPPLIE
DEPARTMENT TOTAL ====>
TEWATER TREATMENT PLANT
APAPVR PAGE: 14
AMOUNT
8.66
8.66
150.00
7.O7
1.78
20.,00
15.30
92.O8
77.77
19.24
383.24
247.,05
DEPARTMENT TOTAL ====>
281.25
LITY BILLING
990266
BRAD SPARKMAN
METER
READER
990268
BRANDON HAMILTON
METER
READER
99O269
OSCAR MCLAURIN
METER
READER
990270
TYRONE DINKINS
METER
READER
990271
RANDY ALEXANDER
METER
READER
DEPARTMEIAT TOTAL
TER
990013 AT&T WIRELESS SERVICES PAGER USE
INC WA|ER |UWE{ VLH||LH|Ox
990164 KIMBALL ACE HARDWARE REPAIR/MAINT SUPPLIES
990486 MILL CREEK LUMBER & SUPPL MAINT/REPAIR SUPPLIE
DEPARTMENT TOTAL ====>
TEWATER TREATMENT PLANT
APAPVR PAGE: 14
AMOUNT
8.66
8.66
150.00
7.O7
1.78
20.,00
15.30
92.O8
77.77
19.24
383.24
247.,05
288.90
281.25
28O.45
348.75
28.28
73.18
6O.6
49.92
9.04
221.O9
CITY OF OWASSO
OWASSO PUBLIC WORKS AUTHORITY
7/31/98 8:39:17 A/P CLAIMS REPORT
PO # VENDOR DESCRIPTION
990013 AT&T WIRELESS SERVICES
99O164 KIMBALL ACE HARDWARE
99020 1 OFFICE DEPOT CARD PLAN
990224 MAXWELL OIL CORP
990227 SHERRY LABORATORIES INC
99O283 CROW BURLINGAME
990.398 SOUTHWESTERN BELL TELE
990399 MCI TELECOMMUNICATIONS
DEPARTMENT TOTAL ====>
|ASTEWATER COLLECTION
990013 AT&T WIRELESS SERVICES
990 125 BROWN FARMS SOD
990132 W W GRAINGER 11--IC-
9901-64 KIMBALL ACE HARDWARE
99O209 CROW BURLINGAME
990216 WAYEST SAFETY, INC.
990400 OKLAHOMA NATURAL GAS
DEPAR'TITIENT TOTAL
EFUSE COLLECTIONS
'990038
99O128
99O164
9901209
99O2O9
99O212
WASTE MANAGEMENT
XPEDX
KIMBALL ACE HARD|
CROW BURLINGAME
CROW BURLINGAME
W W GRAINGER INC
APAPVR PAGE:
AMOUNT
PAGER USE
REPAIR/MAINT SUPPLIES
OFFICE SUFPLIES
OIL/LUBRICANT
SLUDGE ANALYSIS
REPAIR PARTS
6/98 PLEXAR
6/98 USE
PAGER USE
BERMUDA SOD
SOLDERING STATION
REPAIR/MAINT SUPPLIES
REPAIR PARTS
AIR MONITOR REPAIRS
6/98 USE
OF OKLA COMML REFUSE 6/98
YARDWASTE BAGS
4ARE REPAIR/MAINT SUPPLIES
CHROME TIE-DOWNS
REPAIR PARTS
POLYCART PARTS
DEPARTMENT TOTAL ====)
ECYCLE CENTER
99OO13 AT&T WIRELESS SERVICES PAGER USE
990164 KIMBALL ACE HARDWARE REPAIR/MAINT SUPPLIES
990164 KIMBALL ACE HARDWARE REPAIR/MAINT SUPPLIES
990 398 SOUTHWESTERN BELL TELE 6/98 PLEXAR
990443 WORLEYS GREENHOUSE LANDSCAPING PLANTr
21.21
27.42
43.98
90..80
1.60.00
7.01.
46.O4
6.35
4O2.81
7.O7
12O.00
618.56
215.43
4O.49
1O5.0O
87.74
1,194.29
14,419.41
1,854.0O
69.62
33.4O
58.66
49.53
16,484.62
7.O7
227.08
544.16
22.9O
84.92
886.13
CITY OF OWASS
OWASSO PUBLIC WORKS
1/98 8:39:17 A/P CLAIMS
# VENDOR
AUTHORITY
REPORT APAPVR PAGE: 16
DESCRIPTION AMOUNT
FUND TOTAL ====> 21,O27.24
CITY OF OWASSO
OPWA CAPITAL IMPROVEMENT FUND
7/31/98 8:39:17 A/P CLAIMS REPORT
PO # VENDOR DESCRIPTION
EBT SERVICE
990002 BANK ONE TRUST CO, NA
990002 BANK ONE TRUST CO, NA
DEPARTMENT TOTAL ====>
|ASTEWATER
99O134
99O136
HUB + GARVER
HUB + GARVER
DEPARTMENT TOTAL
OWRB LOAN
OWRB LOAN
ENG SVS 3/17/98
WWTP CONST 9/3/96
WTP IMPROVEMENTS
990122 WALTER'S MORGAN CONSTRUCTI WWTP IMP 11/5/96
DEPARTMENT TOTAL
FUND TOTiAL
APAPVR PAGE:
AMOUNT
21,116.11
3,39O.24
9,9OO.O0
1 00
14,36O.00
95,031.41
95,031.41
133,897.76
CITY OF OWASSO
OPWA SALES TAX FUND
7 1/98 8:39:17 A/P CLAIMS REPORT
PO # VENDOR DESCRIPTION
APAPVR PAGE:
AMOUNT
990394 CARSLON & COTTRELL, C.P"A 1997 REV BOND REFUNDING 2,OOO.00
DEPARTMENT TOTAL ====> 2. 0001,00
VENUE BONDS
990001
BANK ONE TRUST CO, NA
990001
BANK ONE TRUST CO, NA
DEPARTMENT TOTAL ====>
FUND TOTAL
GRAND TOTAL ====>
1997 REVENUE BONDS
44,775.00
79,O18.13
-------------
123,793.13
-------------
125,793.13
-------------
397,252.96
OWASSO PUBLIC WORKS AUTHORITY
PAYROLL PAYMENT REPORT
PAY PERIOD ENDING DATE 07/18/98
OVERTIME TOTAL
DEPARTMENT EXPENSES EXPENSES
Utility Billing 0.00 1,791.88
APPROVED: 08/04/98
Chairman
Trustee
Trustee
MEMORANDUM
TO: CHAIR AND TRUSTEES
OWASSO PUBLIC WORKS AUTHORITY
FROM: SHERRY BISHOP
FINANCE DIRECTOR
SUBJECT: RESOLUTION #98 -06
AUTHORIZING A REVENUE ANTICIPATION NOTE
DATE: July 31,1998
BACKGROUND:
At the March 17, 1998 meeting, the OPWA Trustees approved a concept plan for the
construction and funding of the Elm Creek Sewer Interceptor project. The concept allows the
interceptor to be constructed with city - backed financing supported by a private sector "pay- back"
as the property develops.
Plans and specifications for the project were completed and bid. On June 16, 1998, the OPWA
Trustees awarded a contract for construction contingent upon funding for the project. The
trustees also authorized staff to develop documents and conduct negotiations for a bank loan and
a revenue anticipation note (RAN) of the OPWA.
The bank loan for $1,200,000 has been negotiated and documents for that portion of the
financing will be prepared by Allan Brooks who has served as Bond Counsel for the authority
on several previous financings. Staff expects to present those documents for approval in
September.
Staff is recommending "temporary" financing for this project with a one -year RAN until all costs
for the project have been finalized. Based on current estimates, the total project may exceed
$2,000,000. This RAN is structured similar to a construction loan. The OPWA will draw funds
as needed and interest will accrue on the balance. This RAN provides funding so that the
construction contract can be locked in and easements approved. When the interceptor project
and all costs have been finalized, this RAN will be paid off and a RAN with a debt service
schedule will be presented for approval.
Mr. Cates has completed the necessary documents which are attached for your review. If
approved, OPWA Resolution #98 -06 authorizes the issuance, execution and delivery of the RAN
in an amount not to exceed $1,800,000 to the City. The resolution also approves the RAN and
loan agreement between the City and the OPWA. This RAN bears an interest rate of 5.2% with
a maturity date of August 4, 1999 and may be prepaid at any time.
RECOMMENDATION•
Staff recommends OPWA Trustee approval of Resolution #98 -06 authorizing the issuance,
execution and delivery of a Revenue Anticipation Note and approving the Loan Agreement and
Revenue Anticipation Note.
ATTACHMENTS:
Resolution #98 -06
Revenue Anticipation Note of the Owasso Public Works Authority
Loan Agreement
OWASSO PUBLIC WORKS AUTHORITY
RESOLUTION NUMBER '/9-06
A _RESOLUTION OF THE OWASSO PUBLIC WORKS
AUTHORITY AUTHORIZING THE ISSUANCE, EXECUTION
AND DELIVERY OF THE OWASSO PUBLIC WORKS
AUTHORITY REVENUE ANTICIPATION NOTE IN AN
AMOUNT NOT TO EXCEED ONE MILLION, EIGHT
HUNDRED THOUSAND AND N01100 DOLLARS
($1,800,000.00), TO THE CITY OF OWASSO,
OKLAHOMA, APPROVING THE AGREEMENT, FORM
REVENUE ANTICIPATION NOTE AND OTHER DOCUMENTS
AND AGREEMENTS AS MAY BE NECESSARY OR
REQUIRED; AND CONTAINING OTHER PROVISIONS
RELATING THERETO
WHEREAS, the Owasso Public Works Authority was created by a
Declaration of Trust, dated as of January 10, 1973, (collectively
the "Trust Indenture ") for the use and benefit of the City of
Owasso, Oklahoma (the "City ") under authority of and pursuant to
the provisions of Title 60 O.S. 1981, Section 176 to 180.3
inclusive as amended and supplemented and other applicable statutes
of the State of Oklahoma; and,
WHEREAS, the Authority has determined that it would be most
advantageous at this time for the Authority to provide funds for
the financing of the Elm Creek Sewer Interceptor Project the
construction located in the City;
and,
WHEREAS, there has been presented to this meeting a form of
Agreement and Revenue Anticipation Note, dated as of the 4th day of
August, 1998, by and between the Authority and the City of Owasso,
Oklahoma (the "Note ").
NOW, THEREFORE, BE IT RESOLVED BY THE TRUSTEES OF THE OWASSO
PUBLIC WORKS AUTHORITY THAT, TO -WIT:
SECTION ONE. The Agreement and form of the Note presented to
this meeting be, and hereby is, approved, and the Chairman or Vice-
Chairman of the Trustees and the Secretary or any Assistant
Secretary of Trustees of the Authority be, and hereby are,
authorized, directed, and empowered to execute and deliver in the
name of the Authority, the Agreement and the Note in said form and
containing the terms and provisions contained in said Note, the
execution thereof by such officers being conclusive evidence of
such approval, and to execute and deliver in the name of and on
behalf of the Authority all documents, closing papers, certificates
and such other documents as are necessary to accomplish the
issuance of the Revenue Anticipation Note.
SECTIOE TWO. The signatures of the officers of the Authority
appearing on the Agreement and the Note and other documents and
agreements, closing papers and certificates executed and delivered
pursuant to this resolution shall be conclusive evidence of their
approval thereof and of their authority to execute and deliver such
agreements and documents on behalf of the Authority.
SECTION THREE. The Chairman or Vice - Chairman of the Trustees
and the Secretary or any Assistant Secretary of the Trustees of the
Authority be, and they hereby are, authorized and empowered for and
on behalf of the Authority to execute and deliver such further
agreements and documents and to take such action as such officer or
officers may deem necessary or desirable in order to carry out and
perform the Note and any contracts, documents, or instruments
executed and delivered in connection with the issuance of the Note,
and to effect the purposes thereof and to consummate the
transactions contemplated thereby.
PASSED AND APPROVED this 4th day of August, 1998.
OWASSO PUBLIC WORKS AUTHORITY
By:
Denise Bode, Chairman
ATTEST:
Marcia Boutwell, Secretary
APPROVED AS TO FORM:
Ronald D. Cates, Authority
Attorney
REVENUE ANTICIPATION NOTE
OF
THE OWASSO PUBLIC WORKS AUTHORITY
Dated as of the 4th day of August, 1998
Owasso, Tulsa County, Oklahoma $1,800,000.00
FOR VALUE RECEIVED, the undersigned, Owasso Public Works Authority,
an Oklahoma Public Trust, having the City of Owasso, as its
beneficiary, its successors and assigns (collectively, the
"Borrower "), promises to pay to the order of the City of Owasso,
Oklahoma, an Oklahoma Municipal Corporation, its successors and
assigns (collectively, the "City ") at its principal office at 207
South Cedar, Owasso, Tulsa County, Oklahoma 74055, or at such
other place as may be designated in writing by the City, the
principal sum of ONE MILLION, EIGHT HUNDRED_ THOUSAND AND N01100
DOLLARS ($1,800,000.00) or so much thereof as shall have been
advanced hereon, together with interest on the unpaid portion of
the principal balance computed from the date of each advance, until
paid in full, at the rate of five point two percent (5.2 %) per
annum, principal and interest being deferred one (1) year from the
delivery hereof and receipt of initial draw down; whereupon all
principal advanced and interest accrued thereupon shall be due and
payable on or before the 4th day of August, 1999.
The Borrower may prepay this Note, in whole or in part, at any time
prior to the due date hereof, without penalty. If any payment
shall be due on a Saturday or Sunday or upon any banking holiday of
the holder hereof, such payment shall be due and payable on the
next succeeding banking day and interest shall accrue to such day.
This Revenue Anticipation Note is the Revenue Anticipation Note
referred to in that certain Loan and Security Agreement dated as of
the 4th day of August, 1998, by and between. the Borrower and the
City (the "City ") given and entered into to secure this Note, the
proceeds of which the City is loaning to the Borrower to finance
its costs of the Elm Creek Sewer Interceptor Project in Owasso,
Tulsa County, Oklahoma. Except as may be herein otherwise
specifically provided, the rights and obligations of the Borrower
and the City arising by virtue of this Revenue Anticipation Note as
well as the Agreement above referred to, shall be governed by the
Agreement as if same were specifically incorporated herein, such
Agreement surviving the issuance, execution and delivery of this
Revenue Anticipation Note.
The City may, at any time prior to the due date of payment of this
Revenue Anticipation Note call for an early pre - payment in whole,
or in part, if it is determined by the City, in it's sole
discretion, that the funds heretofore advanced pursuant to this
Revenue Anticipation Note are needed by the City for its
operations, governmental or proprietary, and the Borrower is
afforded a reasonable opportunity to obtain reasonably satisfactory
refinancing hereof.
All parties (makers, sureties, guarantors and all others now or
hereafter liable for payment of all or any portion of the
indebtedness evidenced by this Revenue Anticipation Note) severally
waive demand, presentment, notice of dishonor, protest, notice of
protest, and diligence in collecting this Revenue Anticipation Note
and diligence in bringing and prosecuting suit against any party
bound hereby, and agree that no extension, renewal or partial
payment, or release or substitution of collateral before or after
maturity, with or without notice, shall release or discharge the
obligation of any party.
Upon the failure to pay when due the principal and or interest, the
holder hereof shall be entitled, at its option, to extend the term
or declare the unpaid principal balance of this Revenue
Anticipation Note to be immediately due and payable. A failure by
such holder to exercise such option will not constitute a waiver of
the right to exercise the same in the event of any subsequent
default. After maturity (whether by extension, acceleration or
otherwise), interest shall accrue hereon at a rate of interest of
ten percent (10%) per annum. If this Promissory Note is placed
with an attorney for collection upon any default, or to defend or
enforce any rights of the holder(s) hereunder or any instrument
securing payment of this Revenue Anticipation Note, or if this
Revenue Anticipation Note is collected through bankruptcy or other
judicial proceeding, the Borrower agrees to pay the reasonable
attorney fees of the holder(s) of this Revenue Anticipation Note
and all reasonable costs and expenses incurred in connection
therewith.
This Revenue Anticipation Note together with all extensions,
renewals substitutes, modifications and /or changes in form hereof
is secured by the Security Agreement which respects certain
property and interests located in Tulsa County, Oklahoma.
OWASSO PUBLIC WORKS AUTHORITY
an Oklahoma Public Trust
By
Denise Bode,
Chairman
ATTEST:
Marcia Boutwell, Secretary
Delivery receipted this day of , 1998.
CITY OF OWASSO, OKLAHOMA
BY
Denise Bode, Mayor
ATTEST:
Marcia Boutwell, Citv Clerk
LOAN AGREEMENT
THIS LOAN AGREEMENT (the "Agreement ") made and entered into as of the 4th day of
August, 1998 by and among the Owasso Public Works Authority, an Oklahoma public trust, (the
"Authority"), and the City of Owasso, Oklahoma, an Oklahoma Municipal Corporation (the "City ").
WITNESSETH:
WHEREAS, the City has determined to make a loan to the Authority, aggregating
$1,800,000.00 to be evidenced by the Authority's Revenue Anticipation Note payable to the order
of the City in the original principal amount not to exceed $1,800,000.00, (the "Note ") to enable the
Authority, pursuant to certain of its approvals, to finance costs of the construction of the Elm Creek
Sewer Interceptor Project (the "Project ").
WHEREAS, pursuant to the term and conditions hereinafter set forth, the City is willing to
make such loan to be evidenced by the Note; and
WHEREAS, the payment of the Note is to be secured by a subordinate security interest in the
revenues of the Authority, receipts and receivables, under the conditions as set forth hereinafter.
NOW, THEREFORE, in consideration of the mutual agreements herein made and other good
and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties
agree as follows:
ARTICLE I
THE AUTHORITY NOTES
1.1 The City's Commitment. The City agrees, subject to the terms and conditions of
this Agreement, to make the loan to the Authority in the amount not to exceed $1,800,000.00.
1.2 Issuance of the Authority Note. Subject to the terms and conditions hereof and
in reliance on the representations and covenants made herein, the Authority agrees to issue the Note
to the City. The loan shall be repaid with interest in accordance with the terms of the Note. The
Note shall be delivered to the City at a closing (the "Closing") which will occur at such time and place
as may be agreed on by the Authority and the City. Upon the issuance and delivery of the Note, and
the satisfaction of all conditions precedent of this Agreement, the City shall, upon receipt and
approval of requisitions therefor, advance the proceeds of the loan to the Authority to pay the costs
of the Project.
1.3 Loan Advances. The loan advances on the Note shall be made pursuant to a
Loan Schedule to be executed after final approval of the construction contracts for the Project. Each
request for an advance shall be accompanied by a certificate signed by the project manager, describing
the invoices for which the loan advances are sought, certifying that the work, labor or materials for
which the loan advance is sought have been performed according to the plans and specifications or
as approved by the City, and certifying that sufficient funds are available under the Note to complete
the construction of the Project in accordance with the plans and specifications. Lien waivers from
all contractors and subcontractors shall be provided by the Authority with each loan advance.
1.4 Terms of the Note. The Note shall be in substantially the form set forth in Exhibit
A attached hereto.
' Interest shall accrue be p a Y able and subject to adjustment, as provided for in the Note on the
outstanding and unpaid principal balance thereon from the date of first advance thereon until payment
in full thereof as set forth and provided therein.
1.5 Payments. etc. Payment of principal and interest on the Note and other charges
under this Agreement to be made to the City shall be made in lawful money of the United States of
America, and shall be made at City's principal office in Owasso, Oklahoma, not later than 11:00
o'clock a.m. on the date due. If any such payment falls due on a Saturday, Sunday or public holiday
at the place of payment thereof, then such due date shall be extended on the next succeeding full
business day at such place and interest shall be payable in respect of such extension.
ARTICLE H
CONDITIONS PRECEDENT
2.1 Conditions. The obligations of the City to make the loan pursuant to this
Agreement are subject to there being no Event of Default hereunder or an event which with notice
or lapse of time would become an Event of Default hereunder and the City having received in form
and substance satisfactory to it:
(a) A duly certified copy of the resolutions of the Authority authorizing execution and
delivery of this Agreement, and related instruments, and the issuance, execution and
delivery of the Note;
(b) Original duly executed counterparts of (I) this Agreement, (ii) such financing
statement(s) as respect the foregoing,
(c) Such certificates, documents and certificates respecting the Authority, as City counsel
shall reasonably require;
(d) Such opinions of counsel for the Authority, as City counsel shall reasonably require;
(e) A detailed description and cost breakdown analysis of the project (the "Breakdown ")
and all amendments thereto, all for approval by City;
(f) Such other and further materials and /or information as the City may reasonably
request; and
ARTICLE M
SPECIAL OBLIGATION; PLEDGE,
3.1 Special Obligation. The Note shall constitute a limited and special obligation of the
Authority. The principal of and interest on the Note shall be payable by the Authority solely from,
and shall be enforceable only out of the revenues of the Authority being hereby pledged by the
Authority to such payment. The Note and all other obligations of the Authority hereunder shall not
be construed or considered to be an indebtedness of the City of Owasso, Oklahoma, or any
municipality, county or political subdivision of the State of Oklahoma within the meaning of any
constitutional or statutory provision of the State of Oklahoma, under any circumstances.
3.2 Satisfaction of Debt. Notwithstanding anything to the contrary contained herein or
in the Note, or in any instrument or document executed by or on behalf of the Authority in connection
herewith, no stipulation, covenant,. agreement or obligation contained herein or therein shall be
deemed or construed to be a stipulation, covenant, agreement or obligation of any present or future
member, trustee, officer, employee or agent or any successor to the Authority, in any such person's
individual capacity, and no such person, in his individual capacity, shall be liable personally for any
breach or non - observance of or for any failure to perform, fulfill or comply with any such stipulations,
covenants, agreements, or interest on the Note or for any claim based thereon or on any such
stipulation, covenant, agreement or obligation, against such person, in his individual capacity, either
directly or through the Authority or any successor to the Authority, under any rule of law or equity,
statute or constitution or by the enforcement of any assessment or penalty or otherwise, and all such
liability of any such person, in his individual capacity is hereby expressly waived and released. The
Authority and the City expressly recognize and agree that this Agreement, the Note and any
documentation issued, executed and delivered therewith, are subordinate and junior to all Revenue
Bond obligations of the Authority.
ARTICLE IV
COVENANTS OF THE AUTHORITY
The Authority hereby agrees with the City that, so long as the Note remains outstanding:
4.1 Performance of Asreements. The Authority shall take all action and do all things
which it is authorized by law to take and do in order to perform and observe all covenants and
agreements on its part to be performed and observed under this Agreement and the Note and in order
to provide for and to assure payment of the principal of the Note and interest thereon when due.
4.2 Creation of Charges on Revenues. The Authority shall not create or suffer to exist
any additional assignment, pledge, security interest or other lien, encumbrance or charge on any
revenues of the Authority to be pledged.
4.3 Amendment. The Authority shall not alter, amend or repeal the resolutions described
in Section 2.1(a) hereof, or, without the prior written consent of the City, agree to any alteration or
amendment of any of the instruments described in Sections 2.1(b) and 2.1(c) hereof, or take any
action impairing any authority, right or benefit given or conferred by such resolution or instruments.
4.4 Payment. The Authority shall pay or cause to be paid the principal of and the
interest on the Note as the same becomes due, whether by acceleration or otherwise, but solely from
the sources referred to in Article III hereof.
4.5 Representations and Warranties of Authority. The Authority represents and
warrants to the City as follows:
(a) The Authority is an Oklahoma public trust duly organized, validly existing and
in good standing under the laws of the State of Oklahoma and all other states in which it is
necessary that the Authority be qualified to do business.
(b) The Authority and the Owasso City Council have taken all necessary actions
to authorize entering into this Agreement and to authorize the execution and delivery of the
Note, and the other documents contemplated hereby.
(c) The execution and delivery of this Agreement and, the Note, will not cause,
constitute or result in a breach of any agreement, contract or other undertaking to which the
Authority is a party.
(d) The Authority shall deliver to the City copies, certified by the Authority's
Secretary, of all resolutions and actions undertaken by the Authority or the Owasso City
Council to authorize this transaction.
(e) The Authority shall maintain its existence in Oklahoma.
(f) The Authority shall deliver to the City, within one week after they are
prepared, copies of the Authority's quarterly financial statements.
ARTICLE J
DEFAULT AND REMEDIES
5.1 Events of Default. Any one or more of the following shall constitute and
"Event of Default" hereunder;
(a) Nonpayment when due of interest and principal in accordance with the terms of the
Note; or
(b) The attachment of any involuntary lien in the sum of $25,000 or more, of any kind
or character, upon the Revenues, or any portion thereof, except for taxes due but
not in default and liens being contested in such a manner as to prevent execution
on the Property; or
(c) The entry against the Authority or Lessee of (I) any judgment in an amount of
$25,000 or more on a claim not covered by insurance which is not discharged
within thirty (3 0) days of such judgement becoming a final judgment; or
(d) If the Authority shall (I) apply for or consent to the appointment of a received, a
trustee or liquidator of themselves or itself, or of all or a substantial part of its
assets, or (ii) file a petition or answer seeking reorganization or admit (by answer,
default or otherwise) the material allegations of a petition filed against them in any
reorganization proceeding, or
(e) If the Authority shall (I) become insolvent, generally fail to pay, or admit in writing
their respective inability to pay their respective debts as the fall due, (ii) make a
general assignment for the benefit of their or its respective creditors, (iii) be
adjudicated a bankrupt or insolvent, or (iv) file a voluntary petition in bankruptcy
or file a petition or answer seeking an arrangement with creditors or to take
advantage of any insolvency laws or admit (by answer, default or otherwise) the
material allegations of a petition filed against any of them in any bankruptcy,
arrangement or insolvency proceeding, or take or omit to take any action for the
purpose or with the result of effecting any of the foregoing; or
(f1 If a petition in bankruptcy is filed against the Authority and is not dismissed within
thirty (30) days, or if an order, judgment or decree by any court of competent
jurisdictior_ shall be entered, adjudicating the Authority to be bankrupt or
insolvent, without the application, approval or consent of the Authority or if the
Authority shall seek or consent to or fail to timely contest any order, judgment or
decree appointing a custodian of all or a substantial part of its assets, or if the
Authority shall seek or consent to, or fail to timely contest any order, judgment or
decree approving a petition seeking reorganization or appointing a receiver, trustee
or other custodian or liquidator of all or a substantial part of its assets, or
(g) Failure of the security interests granted in the Agreement to constitute a duly
perfected, valid security interest in the Revenues; or
(h) The breach of, or default under, any covenant, agreement, term, condition,
provision, representation or warranty contained in this Agreement, the Note, not
specifically referred to in this Section, if such breach or default is not cured within
thirty (30) days of the occurrence thereof, or
(i) In any event of default shall occur and shall continue for more than the period of
grace, if any, provided with respect thereto, under this Agreement; or
(j) The Project cannot be completed in accordance with the plans and specifications
approved by the City with the funds remaining to be advanced on the Note.
5.2 Remedies on Default. Whenever any Event of Default referred to in Section 5.1
hereof shall have occurred, the City may take any one or more of the following remedial steps:
(a) Declare all amounts payable hereunder and pursuant to the Note or any renewal
thereof, to be immediately due and payable without notice of default, presentment
or demand for payment, protest or notice of nonpayment or dishonor, or other
notices or demands of any kind whatsoever, whereupon the same, together with
the accrued interest thereon, shall become immediately due and payable; or
(b) Realize upon its rights under the security agreement and such other collateral
documentation as may from time to time inure to the benefit of the City, or
(c) Take whatever action at law or in equity may appear necessary or desirable to
collect the amount then due and thereafter to become due, or to enforce
performance or observance of any obligations, agreements or covenants of the
Authority under the Note, this Agreement, or otherwise.
ARTICLE VI
MISCELLANEOUS
7.1 Defeasance. If the Authority shall pay or cause to be paid or otherwise provide
for, or there shall otherwise be paid or provided for, the principal and the interest on the Note and
all other amounts payable by the Authority at the times and in the manner stipulated in this
Agreement or the Note, then all covenants, agreements and other obligations of the Authority
hereunder, and the security interest created by the Assignment, shall thereupon terminate and be
discharged and satisfied, and thereupon all the moneys of the Authority then subject to such
security interest shall be free and clear thereof.
7.2 Waivers, etc. No failure on the part of the City to exercise and no delay in
exercising, and no course of dealing with respect to, any right under this Agreement, or any other
agreement or instrument referred to in this Agreement, shall operate as a waiver thereof, nor shall
any single or partial exercise of any such right preclude any other or further exercise thereof or
the exercise of any other right. The remedies herein and therein provided are cumulative and not
exclusive of any remedies provided by law.
7.3 Successors, etc. This Agreement shall be binding upon and inure to the benefit of
the parties hereto and any subsequent holder of the Notes and its successors and assigns.
7.4 Governing Law. This Agreement shall be construed in accordance with, and
governed by the laws of the State of Oklahoma.
7.5 Amendments. This Agreement may not be amended, modified or waived except
with the written consent of the parties hereto.
7.6 Notices. All requests and notices under the Agreement shall be hand delivered or
sent by United State Mail, postage prepaid, addressed as follows, except that either party may be
written notice change of address, its counsel or its counsel's address for subsequent notices to be
given hereunder:
Authority Owasso Public Works Authority
207 South Cedar
Owasso, Oklahoma 74055
Attention: Denise Bode, Chairman
with a copy to:
Ronald D. Cates
Authority Attorney
Suite 680, Park Centre
525 South Main
Tulsa, Oklahoma 74103
City: City of Owasso
207 South Cedar
Owasso, Oklahoma 74055
Attn: Denise Bode, Mayor
Ronald D. Cates
City Attorney
Suite 680, ParkCentre
525 South Main
Tulsa, Oklahoma 74103
Notice given hereunder shall be deemed given upon receipt by the principal addressee.
7.8 Severability. If any provision of this Agreement shall be held invalid or
unenforceable by any court of competent jurisdiction, such holding shall not invalidate or render
unenforceable any other provision hereof.
7.9 Execution in Counterparts. This Agreement may be executed in several
counterparts, each of which shall be an original and all of which shall constitute one and the same
instrument.
ATTEST:
By:
Marcia Boutwell, Secretary
(SEAL)
ATTEST:
By:
Marcia Boutwell, City Clerk
Bv:
RV.
E1
Owasso Public Works Authority
Denise Bode, Chairman
"Authority"
City of Owasso, Oklahoma
Denise Bode, Mayor