HomeMy WebLinkAbout2005 06_Revenue Anticipation Note 234,238 OPGA_2005.04.19WHEREAS, the City Council of the City of Owasso, Oklahoma, finds that the City
presently maintains funds that have reserves which have reached a level that would allow for
investments of a significant nature and for long term investments that might produce a higher
yield;
WHEREAS, the City Council of the City of Owasso, Oklahoma, finds that investment
opportunities are problematical due to the low level of interest rates presently existing in the
market as well as legal restrictions placed upon the placement of public funds in the market;
WHEREAS, the City Council of the City of Owasso, Oklahoma, has determined that the
Owasso Public Golf Authority, an Oklahoma Public Trust, having the City of Owasso,
Oklahoma, as its beneficiary, has a present need to raise additional funds for purchase of golf
carts;
WHEREAS, the City Council of the City of Owasso, Oklahoma, finds that a present
need in the amount not to exceed Two Hundred Thirty-Four Thousand, Three Hundred Twenty-
Eight Dollars ($234,328) exists on the part of the Owasso Public Golf Authority, and that the
Owasso Public Golf Authority, is desirous of obtaining such funding from the City of Owasso,
Oklahoma; and,
WHEREAS, under the public finance provisions of the statutes of the State of
Oklahoma, relating to municipal investment of funds, 68 O.S. Section 348.1 /Authorized
Investments/Disposition of Income, the City Treasurer of the City, when authorized by the City
Council by written investment policy, ordinance or resolution, is authorized to invest monies in
the custody of the City Treasurer in Revenue Anticipation Notes issued by a public trust for
which such City is a beneficiary thereof,
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE
CITY OF OWASSO, OKLAHOMA, THAT TO-WIT:
SECTION ONE. The City Treasurer of the City of Owasso, Oklahoma, is hereby
authorized to invest certain unappropriated and unencumbered monies of the City of Owasso,
Oklahoma, surplus to the present needs of said City, in the custody of the City Treasurer of the
City of Owasso, Oklahoma, in a Revenue Anticipation note to be issued by the Owasso Public
Golf Authority, an Oklahoma Public Trust having the City of Owasso, Oklahoma as its
beneficiary, in an amount not to exceed Two Hundred Thirty-Four Thousand, Three Hundred
Twenty-Eight Dollars ($234,328). The City Council of the City of Owasso, Oklahoma, hereby
approves the OPGA indebtedness as represented by the proposed Agreement and Revenue
Anticipation Note to be issued by the Owasso Public Golf Authority, a copy thereof being
attached hereto, made a part hereof and marked as Exhibit "A".
SECTION TWO. The Mayor, or Vice-Mayor as the case may be, the City Clerk or
the Deputy City Clerk as the case may be, and the City Treasurer or Deputy Treasurer as the case
may be, of the City of Owasso, be and they hereby are, authorized and empowered for and on
behalf of the City of Owasso, Oklahoma, to execute, deliver and receive the Agreement and
Revenue Anticipation Note of the Owasso Public Golf Authority exhibited hereto and such
further agreements and documents and to take such actions as such officer or officers may deem
necessary or desirable in order to carry out and perform the investment and to effect the purposes
thereof and to consummate the transaction contemplated thereby.
SECTION THREE. That in accordance with public finance provisions of the
Statutes of the State of Oklahoma relating to municipal investment of funds, 68 O.S. Section
348.1(5), the income received by the City of Owasso from the investment herein contemplated
shall be placed, on a pro rata basis as hereinafter set forth, in the Contributing Funds within the
City of Owasso, Oklahoma Consolidated Cash Account. Such pro rata distribution of income
shall be made on the percentage basis that the Contributing Fund within the Consolidated Cash
Account of the City of Owasso, Oklahoma, bears to the Contributing Funds within the
Consolidated Cash Account of the City of Owasso, Oklahoma. Any Contributing Fund within
the Consolidated Cash Account of the City of Owasso, Oklahoma, subsequently closed by the
City Council of the City of Owasso, Oklahoma, shall receive no further pro rata distributions of
income.
PASSED AND APPROVED this day of April, 2005.
MKINVOWM
Sherry Bishop�," City Clerk
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City Attorney
THIS LOAN AGREEMENT (the "Agreement ") made and entered into as of the lst day of May, 2005, is
by and between the Owasso Public Golf Authority, an Oklahoma public trust, (the "Authority "), and the City of
Owasso, Oklahoma, an Oklahoma Municipal Corporation (the "City").
WITNESSETH:
WHEREAS, the City has determined to make a loan to the Authority, aggregating $234,328.00 to be
evidenced by the Authority's Revenue Anticipation Note payable to the order of the City in the original principal
amount not to exceed $234,328.00, (the "Note ") to enable the Authority, pursuant to certain of its approvals, to
purchase golf carts; and
WHEREAS, pursuant to the terms and conditions hereinafter set forth, the City is willing to make such
loan to be evidenced by the Note; and
WHEREAS, the payment of the Note is to be made from the general revenues of the Authority, receipts
and receivables, under the conditions as set forth hereinafter.
NOW, THEREFORE, in consideration of the mutual agreements herein made and other good and
valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties agree as
follows:
I FNI
1.1 The City's Commitment. The City agrees, subject to the terms and conditions of this
Agreement, to make the loan to the Authority in the amount of $234,328.00.
1.2 Issuance of the Authority Note. Subject to the terms and conditions hereof and in reliance on the
representations and covenants made herein, the Authority agrees to issue the Note to the City. The loan shall be
repaid with interest in accordance with the terms of the Note. The Note shall be delivered to the City at a closing
(the "Closing ") which will occur at such time and place as may be agreed on by the Authority and the City.
Upon the issuance and delivery of the Note, and the satisfaction of all the conditions precedent of this Agreement,
the City shall advance the proceeds of the loan to the Authority to defease the Revenue Bonds.
1.3 Terms of the Note. The Note shall be in substantially the form set forth in Exhibit A attached
hereto.
Interest shall accrue, be payable and subject to adjustment, as provided for in the Note on the outstanding
and unpaid principal balance thereon from the date of first advance thereon until payment in full thereof as set
forth and provided therein.
1.4 Payments, etc. Payment of principal and interest on the Note and other charges under
this Agreement to be made to the City shall be made in lawful money of the United States of America, and shall
be made at City's principal office in Owasso, Oklahoma, not later than 11:00 o'clock a.m. on the date due. If any
such payment falls on a Saturday, Sunday or public holiday at the place of payment thereof, then such due date
shall be extended on the next succeeding full business day at such place and interest shall be payable in respect of
such extension.
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2.1 Conditions. The obligations of the City to make the loan pursuant to this Agreement are
subject to there being no Event of Default hereunder or an event which with notice or lapse of time would become
an Event of Default hereunder and the City having received in form and substance satisfactory to it:
(a) A duly certified copy of the resolutions of the Authority authorizing execution and
delivery of this Agreement, and related instruments, and the issuance, execution and delivery of the Note;
(b) Original duly executed counterparts of this Agreement,
(c) Such certificates, documents and certificates respecting the Authority, as City counsel
shall reasonably require;
(d) Such opinions of counsel for the Authority, as City counsel shall reasonably require;
(e) A detailed description and cost breakdown analysis of the Defeasance as the City may
reasonably require; and
(f) Such other and further materials and /or information as the City may reasonably request.
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3.1 Special Obligation. The Note shall constitute a limited and special obligation of the
Authority. The principal of and interest on the Note shall be payable by the Authority solely from, and shall be
enforceable only out of the revenues of the Authority being hereby pledged by the Authority to such payment.
The Note and all other obligations of the Authority hereunder shall not be construed or considered to be an
indebtedness of the City of Owasso, Oklahoma, or any municipality, county or political subdivision of the State of
Oklahoma within the meaning of any constitutional or statutory provision of the State of Oklahoma, under any
circumstances.
3.2 Satisfaction of Debt. Notwithstanding anything to the contrary contained herein or in the Note,
or in any instrument or document executed by or on behalf of the Authority in connection herewith, no
stipulation, covenant, agreement or obligation contained herein or therein shall be deemed or construed to be a
stipulation, covenant, agreement or obligation of any present or future member, trustee, officer, employee or agent
or any successor to the Authority, in any such person's individual capacity, and no such person, in his individual
capacity, shall be liable personally for any breach or non- observance of or for any failure to perform, fulfill or
comply with any such stipulations, covenants, agreements, or interest on the Note or for any claim based thereon
or on any such stipulation, covenant, agreement or obligation, against such person, in his individual capacity,
either directly or through the Authority or any successor to the Authority, under any rule of law or equity, statute
or constitution or by the enforcement of any assessment or penalty or otherwise, and all such liability of any such
person, in his individual capacity is hereby expressly waived and released. The Authority and the City expressly
recognize and agree that this Agreement, the Note and any documentation issued, executed and delivered
therewith, are subordinate and junior to all Revenue Bond obligations or Promissory Notes of the Authority
currently outstanding or to be issued in the future.
The Authority hereby agrees with the City that, so long as the Note remains outstanding:
4.1 Performance of Agreements. The Authority shall take all action and do all things which it is
authorized by law to take and do in order to perform and observe all covenants and agreements on its part to be
performed and observed under this Agreement and the Note and in order to provide for and to assure payment of
the principal of the Note and interest thereon when due.
4.2 Creation of Charges on Revenues. Left blank intentionally.
4.3 Amendment. The Authority shall not alter, amend or repeal the resolutions described in
Section 2.1(a) hereof, or, without the prior written consent of the City, agree to any alteration or amendment of
any of the instruments described in Sections 2.1(b) and 2.1(c) hereof, or take any action impairing any authority,
right or benefit given or conferred by such resolution or instruments.
4.4 Pam. The Authority shall pay or cause to be paid the principal of and the interest on the
Note as the same becomes due, whether by acceleration or otherwise, but solely from the sources referred to in
Article III hereof.
4.5 Representations and Warranties of Authority. The Authority represents and warrants to the
City as follows:
(a) The Authority is an Oklahoma public trust duly organized, validly existing and in good
standing under the laws of the State of Oklahoma and all other states in which it is necessary that the
Authority be qualified to do business.
(b) The Authority and the Owasso City Council have taken all necessary actions to authorize
entering into this Agreement and to authorize the execution and delivery of the Note, and the other
documents contemplated hereby.
(c) The execution and delivery of this Agreement and, the Note, will not cause, constitute or
result in a breach of any agreement, contract or other undertaking to which the Authority is a party.
(d) The Authority shall deliver to the City copies, certified by the Authority's Secretary, of
all resolutions and actions undertaken by the Authority or the Owasso City Council to authorize this
transaction.
(e) The Authority shall maintain its existence in Oklahoma.
(f) The Authority shall deliver to the City, within one week after they are prepared, copies of
the Authority's quarterly financial statements.
5.1
hereunder;
Events of Default
FLYFIFUT19WA
Any one or more of the following shall constitute and "Event of Default"
(a) Nonpayment when due of interest and principal in accordance with the terms of the Note;
(b) The attachment of any involuntary lien in the sum of $25,000 or more, of any kind or
character, upon the Revenues, or any portion thereof, except for taxes due but not in default and liens
being contested in such a manner as to prevent execution on the Property; or
(c) The entry against the Authority of any judgment in an amount of $25,000 or more on a
claim not covered by insurance which is not discharged within thirty (30) days of such judgment
becoming a final judgment; or
(d) If the Authority shall apply for or consent to the appointment of a receiver, a trustee or
liquidator of themselves or itself, or of all or a substantial part of its assets, or (ii) file a petition or answer
seeking reorganization or admit (by answer, default or otherwise) the material allegations of a petition
filed against them in any reorganization proceeding; or
(e) If the Authority shall (1) become insolvent, generally fail to pay, or admit in writing its
inability to pay its respective debts as they fall due, (ii) make a general assignment for the benefit of its
creditors, (iii) be adjudicated as bankrupt or insolvent, or (iv) file a voluntary petition in bankruptcy or
file a petition or answer seeking an arrangement with creditors or to take advantage of any insolvency
laws or admit (by answer, default or otherwise) the material allegations of a petition filed against it in any
bankruptcy, arrangement or insolvency proceeding, or take or omit to take any action for the purpose or
with the result of effecting any of the foregoing; or
(f) If the petition in bankruptcy is filed against the Authority and is not dismissed within
thirty (30) days, or if an order, judgment or decree by any court of competent jurisdiction shall be entered,
adjudicating the Authority to be bankrupt or insolvent, without the application, approval or consent of the
Authority or if the Authority shall seek or consent to or fail to timely contest of any order, judgment or
decree appointing a custodian of all or a substantial part of its assets, or if the Authority shall seek or
consent to, or fail to timely contest any order, judgment or decree approving a petition seeking
reorganization or appointing a receiver, trustee or other custodian or liquidator of all or a substantial part
of its assets; or
(g) The breach of, or default under, any covenant, agreement, term, condition, provision,
representation or warranty contained in this Agreement, the Note, not specifically referred to in this
Section, if such breach or default is not cured within thirty (30) days of the occurrence thereof, or
(h) In any event of default shall occur and shall continue for more than the period of grace, if
any, provided with respect thereto, under this Agreement.
5.2 Remedies of Default. Whenever any Event of Default referred to in Section 5.1 hereof shall
have occurred, the City may take any one or more of the following remedial steps:
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(a) Declare all amounts payable hereunder and pursuant to the Note or any renewal thereof,
to be immediately due and payable without notice of default, presentment or demand for payment, protest
or notice of nonpayment or dishonor, or other notices or demands of any kind whatsoever, whereupon the
same, together with the accrued interest thereon, shall become immediately due and payable; or
(b) Take whatever action at law or in equity may appear necessary or desirable to collect the
amount then due and thereafter to become due, or to enforce performance or observance of any
obligations, agreements, covenants of the Authority under the Note, this Agreement, or otherwise.
6.1 Defeasance. If the Authority shall pay or cause to be paid or otherwise provide for, or there
shall otherwise be paid or provided for, the principal and the interest on the Note and all other amounts payable by
the Authority at the times and in the manner stipulated in this Agreement or the Note, then all covenants,
agreements and other obligations of the Authority hereunder shall thereupon terminate and be discharged and
satisfied.
6.2 Waivers, etc. No failure on the part of the City to exercise and no delay in exercising, and no
course of dealing with respect to, any right under this Agreement, or any other agreement or instrument referred to
in this Agreement, shall operate as a waiver thereof; nor shall any single or partial exercise of any such right
preclude any other or further exercise thereof or the exercise of any other right. The remedies herein and therein
provided are cumulative and not exclusive of any remedies provided by law.
6.3 Successors, etc. This Agreement shall be binding upon and inure to the benefit of the parties
hereto and any subsequent holder of the Note and its successors and assigns.
6.4 Governing Law. This Agreement shall be construed in accordance with, and governed by
the laws of the State of Oklahoma.
6.5 Amendments. This Agreement may not be amended, modified, or waived except with
the written consent of the parties hereto.
6.6 Notices. All requests and notices under the Agreement shall be hand delivered or sent by
United States Mail, postage prepaid, addressed as follows, except that either party may be written notice change
of address, its counsel or its counsel's address for subsequent notices to be given hereunder:
Authority Owasso Public Golf Authority
111 N. Main
Owasso, Oklahoma 74055
Attention: Susan Kimball, Chairman
With a copy to:
Rodney J. Ray
Authority Manager
111 N. Main
Owasso, Oklahoma 74055
City City of Owasso
1 1 1 N. Main
Owasso, Oklahoma 74055
Attn: Susan Kimball, Mayor
With a copy to:
Rodney J. Ray
City Manager
1 1 1 N. Main
Owasso, Oklahoma 74055
Notice given hereunder shall be deemed given upon receipt by the principal addressee.
6.8 Severabilfty. If any provision of this Agreement shall be held invalid or unenforceable by any
court of competent jurisdiction, such holding shall not invalidate or render unenforceable any other provision
hereof.
6.9 Execution in Counterparts. This Agreement may be executed in several counterparts, each of
which shall be an original and all of which shall constitute one and the same instrument.
ATTEST:
By:
Sherry Bisho Secretary
(SEAL)
A-f
By:
Sherry Bishd�, —City Clerk
Owasso Public Golf Authority
By:--,Yd I E-O-A-
Susan Kimball, Chairn—
"Authority"
City of Owasso, Oklahoma
By: e)o LL
Susan Kimball, Mayor
I
Exhibit A
FOR VALUE RECEIVED, the undersigned, Owasso Public Golf Authority, an Oklahoma
Public Trust, having the City of Owasso, as its beneficiary, its successors and assigns
(collectively, the "Borrower"), promises to pay to the order of the City of Owasso, Oklahoma, an
Oklahoma Municipal Corporation, its successors and assigns (collectively, the "City") at its
principal office at 1 1 1 N. Main, Owasso, Tulsa County, Oklahoma 74055, or at such other place
as may be designated in writing by the City, the principal sum of TWO HUNDRED THIRTY-
FOUR THOUSAND, THREE HUNDRED TWENTY-EIGHT AND NO/100 DOLLARS
($234,328.00) together with interest thereon at the rate of two percent (2.0%) per annum payable
semi-annually on the Is' day of May and November in installments as set out on Exhibit "B"
attached hereto.
The Borrower may prepay this Note, in whole or in part, at any time prior to the due date hereof,
without penalty. If any payment shall be due on a Saturday or Sunday or upon any banking
holiday of the holder hereof, such payment shall be due and payable on the next succeeding
banking day and interest shall accrue to such day.
This Revenue Anticipation Note is the Revenue Anticipation Note referred to in that certain
Loan dated as of the 1" day of May, 2005, by and between the Borrower and the City given and
entered into to secure this note, the proceeds of which the City is loaning to the Borrower to
finance the purchase of golf carts for use at the Bailey Ranch Golf Club. Except as may be
herein otherwise specifically provided, the rights and obligations of the Borrower and the City
arising by virtue of this Revenue Anticipation Note as well as the Agreement above referred to,
shall be governed by the Agreement as if same were specifically incorporated herein, such
Agreement surviving the issuance, execution and delivery of this Revenue Anticipation Note.
The City may, at any time prior to the due date of payment of this Revenue Anticipation Note
call for an early pre - payment in whole, or in part, if it is determined by the City, in its sole
discretion, that the funds heretofore advanced pursuant to this Revenue Anticipation Note are
needed by the City for its operations, governmental or proprietary, and the Borrower is afforded
a reasonable opportunity to obtain reasonably satisfactory refinancing hereof.
All parties (makers, sureties, guarantors and all others now or hereafter liable for payment of all
or any portion of the indebtedness evidenced by this Revenue Anticipation Note) severally waive
demand, presentment, notice of dishonor, protest, notice of protest, and diligence in collecting
this Revenue Anticipation Note and diligence in bringing and prosecuting suit against any party
bound hereby, and agree that no extension, renewal or partial payment, or release or substitution
of collateral before or after maturity, with or without notice, shall release or discharge the
obligation of any party.
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1 rs 1 1 ill 1 , ! I i : , I j
ring OWN Hum"UMMUSINIM am I
By: AAAJ,-, re i'L
Susan Kimball, ChWiman
Sherry Bishop; ecretary
I/
Delivery recelpted this day of
N,
S
6EAL
ATTEST:
Sherry Bist*, City Clerk
P)
By:
Susan Kimball, May—or
Exhibit B
REVENUE ANTICIPATION NOTE, Series 2005
OF
OWASS{] PUBLIC GOLF AUTHORITY
Payment
Principal
Interest
Interest
Total
Date
Payments
Rate
payments
payments
11/01/05
18`828.00
2.0%
2.34328
10.171.28
05/01/06
17.000.00
2.096
2.175.00
10.176.00
11/01/06
21.000.08
2.896
2.005.00
23.005.00
05/01/07
22.008.80
2.0%
1.795.00
23.795.00
11/01/07
24.000.00
2.0%
1.575.00
25.575.00
05/01/08
25.000.00
2.096
1.335.00
26.335.00
11/01/08
26.000.00
2.096
1.085.00
27.085.00
05/01/00
27.800.00
2.096
825.00
27.825.00
11/01/09
27.500.00
2.0Y&
555.00
28.055.00
85/01/10
28.800.00
2.8%
280.00
28.280.00
$234,328.00
$13,973.28
$248,301.28
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